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Just as you are there for your clients, IAA is there for you.

Independent Advisor Alliance (IAA) is strategically focused on building a community of successful financial advisors. We strive to assist you in helping you build the practice you’ve always envisioned.

We achieve this by providing you with customized support services and programs to optimize efficiencies, reduce expenses, attract and retain clients, and boost revenue.

IAA offers three different affiliation models: corporate, hybrid, and fee-only so you are able to choose what is best for your practice and ultimately, your clients.

How We Support You

Advisor Support Services

Our Advisor Support team offers hand-on assistance through every aspect of your advisor journey. We have you covered through service & operations programs, onboarding & repapering, and compensation & billing.

Business Consulting

Our Business Consulting department partners with you to uncover new opportunities for growth, fosters collaboration with fellow advisors, and ensures you have a direct point of contact as you navigate your business.

Compliance

The Compliance team helps protect and support your practice with ever-changing broker/dealer, RIA, and regulatory body requirements. All advisor firms have a dedicated analyst who works with you so you can serve your clients in a legal and ethical way.

Strategic Solutions

IAA Strategic Solutions monitors industry trends, researches them, and partners with leading solutions to ensure your practice has the most efficient and compliant tools and resources you need to serve your clients.

IAA By The Numbers

223

Advisors

25

States

15

B
AUS

25

Staff

What makes us different.

Transparency

We believe transparency is the cornerstone of any successful partnership. IAA offers a fee-based pricing structure without built-in or hidden costs, so you decide when and where to put additional dollars to support and grow your business.

Partnership

We understand that one of the most significant benefits of teaming up with an RIA is the partnership that comes with it. By providing the technology, resources, and training to advance your practice, we give you the opportunity to spend more time with clients and foster relationships.

Advocacy

We strive to empower advisor teams with the knowledge and resources they need to build their confidence. We believe in being fully transparent with our process and will be here to assist you with whatever is thrown your way. We know running an independent business can be overwhelming, but we are here to be an extension of your team.

Innovation

We strive to be always looking ahead to what’s coming next in the industry. We stay current on industry news, so we can anticipate any changes in the future that will impact our partners and their future. We take pride in investing our profits back into technology and resources that will help expand our ability to service advisors

Helpful Resources

Advisor Spotlight Articles

Hear from our partner advisors as they share in their own words their challenges, successes, and lessons as independent financial advisors.

IAA Overview Brochure

Download our IAA overview to learn even more about our firm and how we assist advisors.

2021 Year In Review

Download our 2021 Year in Review to see how our firm has expanded through the past year.

Frequently Asked Questions

  • What is the pricing structure?

    Designed with advisors' growth in mind, IAA's most popular affiliation and pricing model is flat fee. We shouldn't profit from your book of business, whether that's positive or negative, so your rate stays the same.

  • What type of affiliation models does IAA offer?

    Advisors have the option of choosing between multiple affiliation models: Corporate, Hybrid, or RIA-Only.

  • What am I getting by partnering with IAA and not going independent on my own?

    By partnering with IAA, you receive a complete suite of customizable support services, a dedicated compliance analyst and business consultant, personalized service made possible by our 6:1 partner firm-to-staff ratio.

Let's get in touch

Contact us directly using the form or call us to chat with a member of our Business Development team.

John Farnham
John Farnham
Business Development Officer
Brittnie Troutman
Brittnie Troutman
Affiliation Coordinator