we are iaa independent advisor alliance chris fallin

Chris Fallin, Senior Compliance Analyst, has been with IAA since 2016. His day-to-day responsibilities include reviewing flagged trades and emails and answering advisor questions to ensure they are adhering to industry regulations.

Chris has been in the industry since 2004 after starting his career at E*Trade. He holds his series 4, Series 7, Series 24, Series 63, and Series 66 licenses.

Chris holds a Bachelor of Science degree in Criminal Justice from Appalachian State University.

A native of Greensboro, NC, Chris resides in Gastonia with his wife, two daughters, and two dogs. Outside of the office, Chris enjoys grilling, playing golf, and camping.