Business Models

WE PROVIDE AN IDEAL COMBINATION OF AUTONOMY AND SUPPORT

Office of Supervisory Jurisdiction Only

As an LPL corporate advisor, you can partner with IAA to handle your compliance oversight. The OSJ-only affiliation is a great option for transitioning advisors with less than $50M in advisory assets and/or or who wish to continue being on the LPL Financial corporate platform.

  • LPL Financial acts as the Registered Investment Advisor and Broker/Dealer
  • IAA acts as the OSJ
Registered Investment Advisor Only

For advisors wishing to provide fee-only advice to their clients, you can partner with IAA in a RIA-only affiliation. Custodial options include Fidelity, Charles Schwab or TD Ameritrade.

  • Independent Advisor acts as the Registered Investment Advisor; there is no affiliation with LPL Financial
  • Custodians such as Fidelity, Charles Schwab, and TD Ameritrade, etc. are not affiliated with LPL Financial
Hybrid Registered Investment Advisor

The hybrid RIA option is available to transitioning advisors with over $50M in advisory assets and advisors converting from another hybrid RIA firm to IAA. Both flat fee and grid payment options are available. Our hybrid RIA platform ensures that advisors are able to provide their clients with access to all appropriate products and strategies.

  • Independent Advisor Alliance acts of the Registered Investment Advisor and the OSJ
  • LPL acts as the Broker/Dealer
  • Option to affiliate with multiple custodians
  • Custodians such as Fidelity, Charles Schwab, and TD Ameritrade, etc. are not affiliated with LPL Financial
Institutional Service

Banks and credits unions may enter into an agreement with IAA in which employees [registered advisors] may be hired to provide investment advisory services in their bank or credit union locations. Such employees would serve as advisory representatives of IAA under the IAA Advisory Representative Agreement.

  • Independent Advisor Alliance acts of the Registered Investment Advisor and the OSJ
  • LPL acts as the Broker/Dealer
  • Option to affiliate with multiple custodians
Blackbridge Financial

Transitioning and converting advisors have the option to utilize our established DBA brand, Blackbridge Financial. This DBA comes with both size and scale as more than 30 IAA advisors have already selected the option to join the Blackbridge community. Succession plans, office space, marketing and additional back office support are resources available when selecting this ‘plug and play’ option.

  • Blackbridge Financial is the DBA for our Hybrid RIA affiliation
  • Blackbridge Wealth Management is the DBA for our RIA-only affiliation
  • Blackbridge Advisors is the DBA for our OSJ-only affiliation
  • Blackbridge Financial, Blackbridge Wealth Managment and Blackbridge advisors are not affiliated with LPL Financial

WE OFFER THE FLEXIBILITY YOU SEEK TO RUN YOUR BOOK, YOUR WAY.

Learn more about IAA Portfolio Options…

Integrity. Transparency. Choice.