Derek Motto, Senior Compliance Analyst, has been with IAA since February 2022. His day-to-day responsibilities include ensuring that trading and position concentrations in client accounts align with the client’s expectations and IAA advisory agreements. He works directly with the advisors to accomplish this, developing a rapport with each of them.
Derek holds a Bachelor’s degree in Business Administration from Suffolk University. He has worked in the financial services industry since 1992 and has held positions at MetLife and Brighthouse. He holds his Series 7, Series 24, Series 53, and Series 63 licenses.
A native of Boston, MA, Derek has lived in Waxhaw, NC since 2014, where resides with his wife, their two children, and two dogs. Outside of the office, Derek enjoys competing at the shooting range, fishing, and watching his children compete in sports. He frequently volunteers as an elementary school tutor and an oratorical contest judge.