Transitions

IAA helped me transition 95% of my clients assets within 7 weeksTodd Curry, Second Half Strategies, http://www.2hstrategies.com

IAA is committed to fostering a dynamic supportive environment for our advisors and this starts with the transition process. Through hands-on support, guidance and mentoring, IAA strives to not only transition your business quickly and smoothly but to help you take your practice to the next level.

Our goal for your transition is to make the process transparent to your clients, eliminate downtime, and ensure that you and your staff become familiar and comfortable with our personnel, procedures and resources. Every step of the way, a member of our team will be there to guide you.

 

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Transition Team Support Services Include:

  • Oversight of entire transition process
  • Transition support webinar series and introduction to our team
  • Transition guide and management of expectations
  • Advocacy throughout the LPL transition process
  • Transfer of advisory licenses
  • Live Day Tech Check
  • Best Practices coaching
  • On-site/off-site repapering assistance and guidance
  • Preparation and mailing of client applications
  • Opening of new accounts
  • Processing of ACATs and Broker/Dealer changes
  • Monitoring of home office notifications and consulting on resolutions
  • Public relations, marketing and social media assistance
  • Professional PR firm media release [$100mm+ AUM]
  • Office relocation and/or set up assistance
  • CRM set up and support
  • Initial delivery of LPL account packets
  • FedEx discounted rate