Jen joined the Independent Advisor Alliance team in August 2018. Her primary responsibilities are to provide oversight on advisory accounts by proactively identifying, evaluating, managing and reporting on compliance matters. Jen also oversees the activities of compliance associates.
Jen started her financial services career in 2005 at Ameriprise as a financial advisor. In 2010, she accepted a new role at LPL Financial where she gained valuable experience in advisory compliance, regulatory compliance and risk management. With over a decade of industry experience, in addition to multiple licenses, Jen made the perfect addition to IAA’s compliance team.
Jen earned a Bachelor of Art degree in Economics, with a minor in English, from UNC-Greensboro. She is a lifetime resident of North Carolina and resides in Charlotte with her husband, Grant, and their daughter Evelyn. Outside of work, Jen enjoys seeking adventures, trying out new restaurants and spending time with her family.