Broker-Dealer

Independent Advisor Alliance is powered by the resources of LPL Financial LLC, the nation’s largest independent broker-dealer*, a custodian for registered investment advisors (RIAs), and a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA). As a result, IAA is able to offer clients increased strength, stability and the vast resources of an industry leader. The close proximity to the LPL Charlotte office allows for the development of relationships with key LPL personnel. These relationships are instrumental in providing exceptional service, advocacy and value to our clients.

Independent Advisor Alliance is the largest hybrid RIA firm in the Carolinas and is currently a fast growing large enterprise aligned with LPL Financial. The support of LPL Financial, both regionally and nationally, has made it possible for IAA to focus on the goal of growing the firm to a destination for independent advisors throughout the Southeast.

Benefit from our dynamic, collaborative relationship with LPL Financial.

Benefit from our culture which embraces advocacy, inclusion and support.

About LPL Financial

LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is a leader in the financial advice market and serves $485 billion in retail assets. The Company provides proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 14,000 independent financial advisors and more than 700 banks and credit unions. LPL Financial is the nation’s largest independent broker-dealer since 1996 (based on total revenues, Financial Planning magazine, June 1996-2015), is one of the fastest growing RIA custodians with $105 billion in retail assets served, and acts as an independent consultant to over an estimated 40,000 retirement plans with an estimated $120 billion in retirement plan assets served, as of March 31, 2015. In addition, LPL Financial supports approximately 4,300 financial advisors licensed with insurance companies by providing customized clearing, advisory platforms, and technology solutions. LPL Financial and its affiliates have 3,352 employees with primary offices in Boston, Charlotte, and San Diego. For more information, please visit www.lpl.com.

*Based on total revenues, Financial Planning magazine, June 1996-2015


  • Local corporate office; Charlotte, NC
  • No bias, no quotas, no proprietary products
  • Over 14,000 financial advisors free to serve the best interests of their clients
  • Firm solely focused on enabling your success
  • Integrated technology platform
  • Trading and clearing
  • Data management and reporting
  • Practice management support